Donna Anne Caplan

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-08
CO	RA	APPROVED	2021-10-19

TX RA
APPROVED_RES

Since 2025-05-08
CO RA
APPROVED

Since 2021-10-19

Branch Locations

Monument, CO • United States

2500 Old Crow Canyon Rd Ste 524, San Ramon, CA 94583 • United States

6745 Rangewood Drive Suite 104-B, Colorado Springs, CO 80918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Colorado Springs	CO	10/2002	Present
Pfs Investments Inc	Colorado Springs	CO	03/2009	Present

10/2002 → Present

Primerica Financial Services

Colorado Springs, CO
03/2009 → Present

Pfs Investments Inc

Colorado Springs, CO

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-12-08
S63	Uniform Securities Agent State Law Examination	2003-04-25

S65 Uniform Investment Adviser Law Examination

2011-12-08
S63 Uniform Securities Agent State Law Examination

2003-04-25

Other Names

Donna Anne Wenzel

View on SEC IAPD