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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-23
CT RA APPROVED 2024-01-18
  • TX RA
    APPROVED
    Since 2024-01-23
  • CT RA
    APPROVED
    Since 2024-01-18

Branch Locations

Nantucket, MA • United States

Newton, MA • United States

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wellesley Hills MA 06/2015 01/2023
Bank Of America, N.A. Wellesley Hills MA 08/2015 01/2023
First Republic Securities Company, Llc Wellesley MA 01/2023 10/2023
First Republic Investment Management, Inc. Wellesley MA 01/2023 09/2023
J.P. Morgan Securities Llc Boston MA 09/2023 Present
Jpmorgan Chase Bank, Na. Boston MA 10/2023 Present
  • 06/2015 → 01/2023
    Wellesley Hills, MA
  • 08/2015 → 01/2023
    Bank Of America, N.A.
    Wellesley Hills, MA
  • 01/2023 → 10/2023
    First Republic Securities Company, Llc
    Wellesley, MA
  • 01/2023 → 09/2023
    First Republic Investment Management, Inc.
    Wellesley, MA
  • 09/2023 → Present
    Boston, MA
  • 10/2023 → Present
    Jpmorgan Chase Bank, Na.
    Boston, MA
Previous Registrations
Other Businesses

Name of outside business organization: XPX New England Investment related: N Address of business: Boston, Massachusetts, 02215 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Committee","Director"], [["Executive committee","Other"]] Start date of relationship: 10/30/2020 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Professional Networking Help organize events and grow membership Name of outside business organization: Metsola, LLC Investment related: Y Address of business: Nantucket, Massachusetts 02554 Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 12/15/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: My wife and I are the owners of this seasonal rental property but my wife Kristina handles all operations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-19
  • S66 Uniform Combined State Law Examination
    2005-08-19

View on SEC IAPD

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