Richard Scott Henningsen

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-07-20
AK	RA	APPROVED	2013-07-19

TX RA
APPROVED_RES

Since 2021-07-20
AK RA
APPROVED

Since 2013-07-19

Branch Locations

3000 A Street, Suite 100, Anchorage, AK 99503 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Anchorage	AK	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc.

Anchorage, AK

Previous Registrations

2011-01-03 → 2013-07-08

Wells Fargo Clearing Services, Llc

Anchorage, AK
2010-12-09 → 2011-01-03

Wells Fargo Investments, Llc

Anchorage, AK
2005-10-25 → 2009-05-11

Ubs Financial Services Inc.

Anchorage, AK

Anchorage, AK
2003-03-04 → 2005-04-15

Elliott Cove Capital Management

Seattle, AK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-13
S65	Uniform Investment Adviser Law Examination	2002-11-04

S66 Uniform Combined State Law Examination

2006-02-13
S65 Uniform Investment Adviser Law Examination

2002-11-04

Other Names

Richard S Henningsen

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews