Kyle Ray

4400 Main Street, Kansas City, MO 64111-7709 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-06-14
TX	RA	APPROVED	2022-06-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jpmorgan Securities Llc	Tarzana	CA	05/2016	02/2017
Lighthouse Financial Services, Inc.	La Brea	CA	02/2017	02/2018
Mutual Securities, Inc.	Camarillo	CA	08/2018	03/2021
Unemployed	Los Angeles	CA	02/2018	08/2018
Argosy Wealth Management Corporation	Los Angeles	CA	08/2018	03/2021
Mercer Global Advisors Inc.	Los Angeles	CA	08/2018	02/2021
Steel Peak Wealth Management, Llc	Woodland Hills	CA	08/2021	05/2022
Unemployed	Woodland Hills	CA	03/2021	08/2021
American Century Investment Services, Inc.	Kansas City	MO	06/2022	Present

2021-09-23 → 2022-06-10

Steelpeak Wealth, Llc

Los Angeles, CA
2018-09-12 → 2021-03-11

Argosy Wealth Management

Los Angeles, CA
2020-07-21 → 2021-03-01

Mercer Global Advisors Inc.

Los Angeles, CA
2017-02-13 → 2018-02-17

Lighthouse Financial Services Inc

Brea, CA
2016-05-13 → 2017-02-16

J.P. Morgan Securities Llc

Tarzana, CA
2016-02-17 → 2016-05-18

Osaic Services, Inc.

Newbury Park, CA
2015-05-19 → 2015-11-10

Pure Financial Advisors, Llc

Woodland Hills, CA

San Diego, CA
2014-02-24 → 2015-04-24

Creative Planning

Santa Monica, CA

Overland Park, KS
2007-09-11 → 2014-02-28

Charles Schwab & Co., Inc.

Torrance, CA

Providence, RI
2006-05-16 → 2007-08-23

Td Ameritrade, Inc.

West Hartford, CT
2006-05-18 → 2007-08-23

Td Ameritrade Investment Management, Llc

West Hartford, CT
2003-09-12 → 2006-02-01

Td Ameritrade, Inc.

Boulder, CO

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-08-11
S63	Uniform Securities Agent State Law Examination	2000-03-06