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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-18
CO RA APPROVED 2008-06-26
  • TX RA
    APPROVED
    Since 2021-11-18
  • CO RA
    APPROVED
    Since 2008-06-26

Branch Locations

6902 S. Vine St., Centennial, CO 80122 • United States

13984 W Bowles Ave Ste 102, Littleton, CO 80127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 06/2008 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 06/2008 Present
Previous Registrations
  • 2007-06-20 → 2008-06-27
    Cetera Advisors Llc
    Denver, CO
    Denver, CO
    Denver, CO
Other Businesses

1. CLAUDIA RIVERS, INDEPENDENT AGENT, PO BOX 2701, CENTENNIAL, CO, 7/2002 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 2 HR/MO - 0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/MO - 40/TRADING. IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3. RIVERS WEALTH PARTNERS LLC, 6902 S. Vine Street, #B, Centennial CO 80122, United States, 06/27/2024, Owner, Owner/Partner of a Business Entity, INV REL, 5 HR/MO - 5 HR/MO TRADING 4. RIVERS WEALTH MANAGEMENT DBA, 6902 S. Vine Street, #B, Centennial CO 80122, United States, 06/27/2024, Founder, Using a Trade Name/dba, INV REL, 60 HR/MO - 40 HR/MO TRADING 5. WINGS FOR WIDOWS 501(C)(3), 290 Peavey Road, Wayzata MN 55391, 03/2025, Coach, Volunteer, NIR, 4 HR/MO, 2 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-23
  • S66 Uniform Combined State Law Examination
    2007-05-23
Designations
Other Names
  • Claudia Francine Rivers
  • Claudia Francine Rivers

View on SEC IAPD

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