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Kathleen Hogan Fanelli

United Capital Financial Advisors

Walnut Creek, CA

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Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-20
RI RA APPROVED 2025-01-20
  • CA RA
    APPROVED
    Since 2025-01-20
  • RI RA
    APPROVED
    Since 2025-01-20

Branch Locations

1350 Treat Blvd Ste 340, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities, Inc. San Diego CA 09/2008 11/2017
United Capital Financial Advisers, Llc Newport Beach CA 06/2009 Present
Cetera Advisor Networks Llc El Segundo CA 11/2017 07/2020
  • 09/2008 → 11/2017
    Girard Securities, Inc.
    San Diego, CA
  • 06/2009 → Present
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 11/2017 → 07/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
Previous Registrations
  • 2017-11-01 → 2019-07-15
    Cetera Wealth Services, Llc
    Danville, CA
    Walnut Creek, CA
    Walnut Creek, CA
  • 2015-12-02 → 2017-11-01
    Girard Securities, Inc.
    Tahoe City, CA
    San Diego, CA
    Walnut Creek, CA
    Newport Beach, CA
    Danville, CA
  • 2004-03-22 → 2008-09-18
    Oppenheimer & Co. Inc.
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-06
  • S66 Uniform Combined State Law Examination
    2003-03-06
Designations
Other Names
  • Kathleen Marie Hogan

View on SEC IAPD

Other Firms

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BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

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