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Robert Spencer Crockem

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-25
  • TX RA
    APPROVED
    Since 2022-01-25

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Army National Guard Austin TX 06/1990 Present
Td Ameritrade, Inc. Westlake TX 12/2006 06/2024
Charles Schwab & Co., Inc. Westlake TX 01/2022 Present
Td Ameritrade Investment Management, Llc Westlake TX 07/2017 06/2024
  • 06/1990 → Present
    Texas Army National Guard
    Austin, TX
  • 12/2006 → 06/2024
    Td Ameritrade, Inc.
    Westlake, TX
  • 01/2022 → Present
    Westlake, TX
  • 07/2017 → 06/2024
    Td Ameritrade Investment Management, Llc
    Westlake, TX
Previous Registrations
  • 2017-07-14 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
    Westlake, TX
  • 2007-01-17 → 2022-10-14
    Td Ameritrade, Inc.
    Fort Worth, TX
    Westlake, TX
    Westlake, TX
    Lone Tree, CO
  • 2003-05-14 → 2006-12-20
    Hurst, TX
    Fort Worth, TX
Other Businesses

Name: Texas Military Department/Military Service, Role: Deputy Director of the Joint Staff, Type: Military Service, Start Date: 04/01/2019, Investment Related?: No, Address: Joint Forces Headquarters, P.O. Box 5218, Austin, TX 78763, Number of Hours/Mo: 16, Duties: Direct staff functions to provide timely information and solutions for the Texas Adjutant General. Crockem Travel Group LLC|Investment Related:No|Travel/Transportation/Tourism|Silent Partner|2022-10-15|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|My wife started a Travel Advisory business and I am a silent partner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-13
  • S66 Uniform Combined State Law Examination
    2003-05-13
Other Names
  • Robert Spencer Crockem
  • Robert Spencer Crockem
  • Robert Spencer Crockem
  • Robert Crockem

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