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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-09-15 |
| CT | RA | APPROVED | 2020-07-02 |
Branch Locations
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
3 Lafayette St. Suite 101, Milford, CT 06460 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Milford | CT | 06/2014 | 11/2016 |
| Guardian Life Ins | Milford | CT | 06/2014 | 11/2016 |
| Massmutual Life Insurance Company | Milford | CT | 12/2016 | 06/2020 |
| Mml Investors Services | Milford | CT | 12/2016 | 06/2020 |
| Alphastar Capital Management, Llc | Cornelius | NC | 06/2020 | Present |
| Flodown Hockey Llc | Milford | CT | 03/2023 | Present |
MILFORD FINANCIAL INVESTMENT RELATED 185 PLAINS RD SUITE 202E MILFORD CT 06460 INDIVIDUAL LIFE, GROUP HEALTH AND LONG TERM CARE AND DISABILITY INSURANCE SALES/AGENT - START DATE: 01/01/2011 NO HRS/MO: 5 /NO HRS/MO DUR TRADING: 5 (2) NAME: MILFORD FINANCIAL INV REL: Y ADD: 185 PLAINS RD SUITE 202E MILFORD CT 06461 NATURE: INDIVIDUAL LIFE, GROUP HEALTH POSITION: SALES / AGENT START DATE:01/01/2011 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 5 Flodown Hockey LLC/Non-investment related/185 Plains Rd. Suite 202E, Milford CT 06461/Hockey Coaching/Owner/03.2023/ 6 hours monthly/ 0 hours monthly during trading hours/Individual and team hockey coaching
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-09-24 |
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