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Michael J Dieter

LPl Financial LLC

Lancaster, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-23
PA RA APPROVED 2017-07-21
  • TX RA
    APPROVED_RES
    Since 2023-06-23
  • PA RA
    APPROVED
    Since 2017-07-21

Branch Locations

680 Millcross Rd, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Lancaster PA 10/2007 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 07/2017
Mml Investors Services, Llc Lancaster PA 03/2017 07/2017
Lpl Financial Llc Lancaster PA 07/2017 Present
  • 10/2007 → 03/2017
    Metlife Securities
    Lancaster, PA
  • 07/2016 → 07/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 07/2017
    Lancaster, PA
  • 07/2017 → Present
    Lancaster, PA
Previous Registrations
  • 2017-03-25 → 2017-07-26
    Lancaster, PA
  • 2007-10-19 → 2017-03-25
    Msi Financial Services, Inc.
    Camp Hill, PA
    Lancaster, PA
Other Businesses

1) 07/17/2017 - Dieter Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/01/2013 - 25 hr/mth 2) 07/17/2017 - Dieter Risk Management - Non-Variable Insurance - sells - Disability, Fixed Annuities, Health, Life, Long Term Care, Accident, fixed group - inv rel - at reported business location(s) - start: 09/01/2013 - 60 hr/mth 3) 02/27/2019 - Waterfront Financial - Investment related - 680 Millcross Rd. Lancaster PA 17601 - DBA for LPL Business (entity for LPL business) - start date:05/01/2019 - 200 hrs/mo - 150 hours during trading. 4) 06/03/2019 - Dieter Properties LLC - Investment related - Lancaster PA 17601 - Real Estate Rental - start date:05/01/2019 - 15 hrs/mo - 3 hrs during trading - To purchase and own real estate for rental income. 5) 10/21/2024 - Dieter Properties II LLC - Real Estate Rental - Investment Related - Lancaster, PA - Start Date 07/01/2024 - 2 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-04
  • S66 Uniform Combined State Law Examination
    2003-03-04
Other Names
  • Michael J. Dieter

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