Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-23 |
| PA | RA | APPROVED | 2017-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Lancaster | PA | 10/2007 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 07/2017 |
| Mml Investors Services, Llc | Lancaster | PA | 03/2017 | 07/2017 |
| Lpl Financial Llc | Lancaster | PA | 07/2017 | Present |
1) 07/17/2017 - Dieter Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/01/2013 - 25 hr/mth 2) 07/17/2017 - Dieter Risk Management - Non-Variable Insurance - sells - Disability, Fixed Annuities, Health, Life, Long Term Care, Accident, fixed group - inv rel - at reported business location(s) - start: 09/01/2013 - 60 hr/mth 3) 02/27/2019 - Waterfront Financial - Investment related - 680 Millcross Rd. Lancaster PA 17601 - DBA for LPL Business (entity for LPL business) - start date:05/01/2019 - 200 hrs/mo - 150 hours during trading. 4) 06/03/2019 - Dieter Properties LLC - Investment related - Lancaster PA 17601 - Real Estate Rental - start date:05/01/2019 - 15 hrs/mo - 3 hrs during trading - To purchase and own real estate for rental income. 5) 10/21/2024 - Dieter Properties II LLC - Real Estate Rental - Investment Related - Lancaster, PA - Start Date 07/01/2024 - 2 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-04 |
Reach out to this advisor