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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-05-01 |
Branch Locations
1311 Live Oak Street, Commerce, TX 75428-2577 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cattle Farm | Sulphur Springs | TX | 01/2006 | Present |
| Jewelry Designer | Sulphur Springs | TX | 12/2010 | Present |
| Lpl Financial Llc | Commerce | TX | 05/2013 | Present |
1. 5/1/2013 - TWO BULLS GROUP - OTHER-BULL EVENTS - 1% TIME SPENT - MARKETING REPRESENTATIVE. I SELL SPONSORSHIPS TO EVENTS AND TRAVEL WITH EVENT PARTICIPANTS TO PROMOTIONAL APPEARANCES. 2. 5/1/2013 - AIS FINANCIAL - INV REL - AT REPORTED BUSINESS LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 3. 5/1/2013 - RUSTY SPUR MERCANTILE - OTHER-BUSINESS OWNER - NOT INV REL - AT REPORTED BUSINESS LOCATION - OWNER, JEWELRY DESIGNER - 1% TIME SPENT. 4. 5/1/2013 - LENNON CATTLE COMPANY, INC. - OTHER-FAMILY BUSINESS - INV REL - AT REPORTED BUSINESS LOCATION - 1% TIME SPENT - SECRETARY/TREASURER OF THIS CATTLE COMPANY WHICH I CO-OWN WITH MY HUSBAND. 5. 07/02/2013 - NO BUSINESS NAME - NOTARY - NOT INV REL - AT REPORTED BUSINESS LOCATION - 1% TIME SPENT - NO FEE NOTARY SERVICES. 6. 12/19/2024- Cedar Creek- Reps Business- Not INV Related- Home based- Start date 11/01/2024- 4 HRS PER MONTH- 7) 01/30/2025 - Pence Financial Group LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:11/26/2024 - 160 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-28 |
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