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David Shane Parker

LPl Financial LLC

Bellevue, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2010-12-20
  • WA RA
    APPROVED
    Since 2010-12-20

Branch Locations

12310 Ne 8Th St Ste 202, Bellevue, WA 98005-3185 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bellevue WA 12/2010 Present
Previous Registrations
Other Businesses

1. 01/07/2011 - DBA ONLY, EASTSIDE WEALTH GROUP. 2. 12/13/2012: DBA ONLY / BRIGHTPOINT FINANCIAL GROUP / BELLEVUE, WA 3. 5/19/2017: No Business Name - Investment Related - 12310 NE 8th Street, suite 202, Bellevue, WA 98005 - Real Estate Rental - Start 06/12/2017 - 0 Hours Per Month - Subleasing 2 extra offices.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-04
  • S66 Uniform Combined State Law Examination
    2003-04-04

View on SEC IAPD

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