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Richard Eugene Smith

Src Capital Management

Chicago, IL

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Current Employers
Src Capital Management

200 East Randolph Street Suite 5100, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-01-03
  • IL RA
    APPROVED
    Since 2011-01-03

Branch Locations

200 East Randolph Street Suite 5100, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Phoenix Chicago IL 05/2006 09/2019
Argosy University Chicago IL 01/2010 03/2019
Southern New Hampshire University Chicago IL 01/2011 Present
Devry University Chicago IL 01/2015 Present
Src Capital Management Chicago IL 10/2003 Present
Chicago Public School District 299 Chicago IL 09/2010 Present
  • 05/2006 → 09/2019
    University Of Phoenix
    Chicago, IL
  • 01/2010 → 03/2019
    Argosy University
    Chicago, IL
  • 01/2011 → Present
    Southern New Hampshire University
    Chicago, IL
  • 01/2015 → Present
    Devry University
    Chicago, IL
  • 10/2003 → Present
    Chicago, IL
  • 09/2010 → Present
    Chicago Public School District 299
    Chicago, IL
Previous Registrations
  • 2011-01-03 → 2020-12-31
    Chicago, IL
  • 2011-01-03 → 2017-12-31
    Chicago, IL
  • 2007-05-23 → 2008-12-31
    Chicago, IL
  • 2007-05-15 → 2008-12-31
    Jmc Capital Management, Llc
    Chicago, IL
  • 2006-03-30 → 2007-03-23
    Grove Point Investments, Llc
    Chicago, IL
    Chicago, IL
  • 2004-08-23 → 2005-11-30
    Woodbury Financial Services, Inc.
    Matteson, IL
  • 2003-04-07 → 2004-04-14
    Waddell & Reed
    Evergreen Park, IL
Other Businesses

SRC CAPITAL MANAGEMENT, LLC, 200 E. Randolph Street/SUITE 5100, CHICAGO, IL 60601; SRC CAPITAL MANAGEMENT, LLC IS AN INVESTMENT MANAGEMENT FIRM; SRC CAPITAL MANAGEMENT MANAGES PENSION ASSETS FOR individuals, CORPORATE, PUBLIC AND ENDOWMENT ENTITIES; I AM THE FOUNDER, CEO, AND CHIEF INVESTMENT OFFICER OF SRC CAPITAL MANAGEMENT; I SPEND APPROXIMATELY 200 HOURS A MONTH WITH THE BUSINESS WITH APPROXIMATELY 3 HOURS A DAY DEVOTED DURING STOCK MARKET TRADING HOURS; I AM RESPONSIBLE FOR; THE INVESTMENT MANAGEMENT OF THE PENSION AND INDIVIDUAL ASSETS UNDER MANAGEMENT, THE RESEARCH FUNCTIONS AND ACTIVITIES, TRANSACTIONS/TRADES IN THE ACCOUNTS, AND JOINTLY WORKING WITH THE MARKETING STAFF.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-03
S63 Uniform Securities Agent State Law Examination 2003-03-07
  • S65 Uniform Investment Adviser Law Examination
    2003-04-03
  • S63 Uniform Securities Agent State Law Examination
    2003-03-07

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