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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-06-03 |
| MA | RA | APPROVED | 2023-10-26 |
| FL | RA | APPROVED | 2023-07-28 |
| NJ | RA | APPROVED | 2023-07-28 |
| IL | RA | APPROVED | 2023-07-27 |
| OH | RA | APPROVED | 2023-07-27 |
| PA | RA | APPROVED | 2023-07-27 |
| RI | RA | APPROVED | 2023-07-27 |
| TX | RA | APPROVED | 2023-07-27 |
| CA | RA | APPROVED | 2018-11-02 |
Branch Locations
5932 Bolsa Avenue Suite 107, Huntington Beach, CA 92649 • United States
5932 Bolsa Avenue Suite 107, Huntington Beach, CA 92649 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-06-24 |
Branch Locations
5932 Bolsa Avenue Suite 107, Huntington Beach, CA 92649 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Resources & Insurance, Inc. | Huntington Beach | CA | 02/1997 | 12/2018 |
| Signator Investors, Inc. | Huntington Beach | CA | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Huntington Beach | CA | 11/2018 | Present |
| Capital Resources & Insurance, Inc. | Huntington Beach | CA | 01/2019 | Present |
1) OSAIC WEALTH, INC. INVESTMENT RELATED, 5500 BOLSA AVE #145, HUNTINGTON BEACH CA, SECURITIES & ADVISOR, REG REP, IAR, INV-REL, 80 HRS/MO. 2) SUCCESSOR TRUSTEE FOR AN IMMEDIATE FAMILY MEMBER'S TRUST. 3) LICENSED INSURANCE AGENT, INVESTMENT RELATED, 5500 BOLSA AVE #145, HUNTINGTON BEACH CA, 15 HRS/MO TRADING HOURS. Since 2017. 4) CAPITAL RESOURCES & INSURANCE INC POSITION: President/Owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 30 START DATE: 09/01/2018 ADDRESS: 5500 Bolsa Ave #145, Huntington Beach CA 92649, United States DESCRIPTION: Owner of corporation which comprises of an Insurance general agency, Financial Advisor practice, Investment Advisory practice and OSJ office. My duties entail managing all aspects of the corporation to make sure it is running effectively. My duties range from day to day tasks up to overall management of the business. 5) RENTAL PROPERTY POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/08/2021 ADDRESS: 14401 Elmhurst Circle, Huntington Beach CA 92647, United States DESCRIPTION: Rental of former residence. Managed by a property management company. 6) TRAVIS WASSON POSITION: Successor Trustee NATURE: Successor Trustee for Father living trust. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/28/2007 ADDRESS: 5500 Bolsa Ae #145, Huntington Beach CA 92649, United States DESCRIPTION: Successor trustee. 7) HUNTINGTON BEACH GIRLS SOFTBALL INC POSITION: Director Of Field Maintenance NATURE: 501c 3 INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/23/2025 ADDRESS: 6261 Hooker Dr, Huntington Beach CA 92647, United States DESCRIPTION: Manage and take care of 2 of 4 softball fields. Manage volunteers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-27 |
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