Richard Patrick Arzaga

Current Employers

Employment History

• 09/2009 → 12/2021
  Lpl Financial, Llc
  San Ramon, CA
• 04/2005 → 09/2021
  Cornerstone Wealth Management
  San Ramon, CA
• 09/2009 → 12/2021
  Lpl Financial, Llc
  San Ramon, CA
• 01/2015 → 10/2022
  The Insurance Whisperer Associates, Llc
  Monument, CO
• 03/2005 → Present
  University Of California Berkeley
  Berkeley, CA
• 09/2005 → 01/2024
  University Of California Santa Cruz
  Santa Cruz, CA
• 04/2022 → Present
  Whisper Edu, Llc
  Monument, CO
• 11/2022 → Present
  Whisper Edu, Llc
  Monument, CO

Previous Registrations

• 2009-09-08 → 2021-12-22
  Lpl Financial Llc
  San Ramon, CA
  Napa, CA
• 2011-03-11 → 2021-12-20
  Cornerstone Wealth Management, Inc.
  San Ramon, CA
• 2021-10-22 → 2021-12-17
  Financial Advocates Investment Management
  Olympia, WA
  Napa, CA
• 2009-01-08 → 2010-12-31
  Cornerstone Wealth Management, Inc.
  San Ramon, CA
• 2008-12-11 → 2009-09-08
  Associated Securities Corp.
  San Mateo, CA
  San Ramon, CA
• 2004-05-26 → 2008-12-12
  Fsc Securities Corporation
  Walnut Creek, CA
  San Ramon, CA
• 2003-04-30 → 2004-04-22
  Osaic Fa, Inc.
  San Ramon, CA
• 2003-03-19 → 2003-04-01
  Ameriprise Financial Services, Llc
  Walnut Creek, CA

Other Businesses

1. UNIVERSITY OF CALIFORNIA BERKELEY; NOT INVESTMENT RELATED; BERKELEY, CA; EDUCATION; ADJUNCT PROFESSOR; 03/2005; 5 HRS./MONTH; 0 HRS. DURING TRADING; CERTIFIED FINANCIAL PLANNING QUALIFYING COURSEWORK.

Exams

• S66 Uniform Combined State Law Examination
  2003-03-17

Designations

Other Names

• Rich Arzaga
• Rich Patrick Arzaga