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Todd Daniel Clucas

LPl Enterprise, LLC

Irvine, CA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Irvine CA 05/2018 11/2024
Monaco Financial Newport Beach CA 11/2015 02/2017
Eco Arbor Designs Vista CA 03/2017 02/2018
Prudential Insurance Company Of America Irvine CA 05/2018 Present
Lpl Enterprise, Llc Irvine CA 11/2024 Present
  • 05/2018 → 11/2024
    Irvine, CA
  • 11/2015 → 02/2017
    Monaco Financial
    Newport Beach, CA
  • 03/2017 → 02/2018
    Eco Arbor Designs
    Vista, CA
  • 05/2018 → Present
    Prudential Insurance Company Of America
    Irvine, CA
  • 11/2024 → Present
    Irvine, CA
Previous Registrations
  • 2018-09-05 → 2024-11-14
    Irvine, CA
  • 2011-05-04 → 2016-01-08
    Fabian Wealth Strategies, Inc.
    Costa Mesa, CA
  • 2008-02-15 → 2009-08-14
    Independent Capital Management
    Santa Monica, CA
Other Businesses

SONS OF THE AMERICAN LEGION POSITION: Finance Officer NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2020 ADDRESS: 215 15th St., Newport Beach CA 92663, United States DESCRIPTION: Bookkeeping

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-23
S63 Uniform Securities Agent State Law Examination 2018-05-11
S66 Uniform Combined State Law Examination 2006-03-16
  • S65 Uniform Investment Adviser Law Examination
    2018-08-23
  • S63 Uniform Securities Agent State Law Examination
    2018-05-11
  • S66 Uniform Combined State Law Examination
    2006-03-16

View on SEC IAPD

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