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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Irvine | CA | 05/2018 | 11/2024 |
| Monaco Financial | Newport Beach | CA | 11/2015 | 02/2017 |
| Eco Arbor Designs | Vista | CA | 03/2017 | 02/2018 |
| Prudential Insurance Company Of America | Irvine | CA | 05/2018 | Present |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | Present |
SONS OF THE AMERICAN LEGION POSITION: Finance Officer NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2020 ADDRESS: 215 15th St., Newport Beach CA 92663, United States DESCRIPTION: Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-11 |
| S66 | Uniform Combined State Law Examination | 2006-03-16 |
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