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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-02
TX RA APPROVED 2021-06-29
  • PA RA
    APPROVED
    Since 2021-11-02
  • TX RA
    APPROVED
    Since 2021-06-29

Branch Locations

21 East Market St., York, PA 17401 • United States

482 Fishing Creek Rd., Etters, PA 17319 • United States

2801 East Market St., York, PA 17402 • United States

1475 Kenneth Rd., York, PA 17408 • United States

Red Lion, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities York PA 10/2006 Present
Lpl Financial Llc York PA 06/2021 Present
Lpl Financial Llc York PA 06/2021 Present
Previous Registrations
  • 2006-11-02 → 2021-06-09
    M&T Securities, Inc.
    Etters, PA
    York, PA
    York, PA
    York, PA
    York, PA
    York, PA
    York, PA
    Shrewsbury, PA
    Fawn Grove, PA
    York, PA
    York, PA
    Shrewsbury, PA
    York, PA
    Baltimore, MD
  • 2004-10-27 → 2006-10-25
    Lancaster, PA
    Lancaster, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-18
  • S66 Uniform Combined State Law Examination
    2003-04-18
Designations

View on SEC IAPD

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