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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-08 |
| IL | RA | APPROVED | 2021-06-02 |
Branch Locations
190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thornburg Investment Management | Santa Fe | NM | 06/2013 | 11/2016 |
| Aegon Usa Investment Management | Chicago | IL | 05/2017 | 04/2021 |
| Neuberger Berman | Chicago | IL | 04/2021 | Present |
| Unemployed/Relocation | Chicago | IL | 12/2016 | 04/2017 |
Neuberger Berman BD LLC ("NBBD") is a wholly owned subsidiary of Neuberger Berman Investment Advisers LLC, ("NBIA") a registered investment adviser, which shares offices with each NBBD office. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBIA, on an ongoing basis. Also: (Home Address) North Racine Avenue Condominium Association, Start Date 11/1/2019, Self-Management, HOA treasurer. Keep track of the building's financial position, collect owner HOA dues and pay building operating expenses from the HOA bank account. 1 hour a month dedicated during non-trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-06-07 |
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