Andrew Jules Chabot

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-21
CA	RA	APPROVED	2024-01-19

Branch Locations

11810 Sebastian Way Suite 105, Rancho Cucamonga, CA 91730 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Lpl Financial, Llc	Rancho Cucamonga	CA	12/2010	05/2020
Rancho Wealth Management	Rancho Cucamonga	CA	04/2015	05/2020
Waddell & Reed, Inc.	Rancho Cucamonga	CA	05/2020	05/2021
Securities America, Inc.	Rancho Cucamonga	CA	05/2021	01/2024
Securities America Advisors	Rancho Cucamonga	CA	05/2021	01/2024
Equitable Advisors, Llc	New York	NY	01/2024	Present

2021-05-21 → 2024-01-21

Securities America Advisors, Inc.

Rancho Cucamonga, CA
2020-05-01 → 2021-05-25

Waddell & Reed

Las Vegas, NV

Rancho Cucamonga, CA
2010-12-15 → 2020-05-22

Lpl Financial Llc

Rancho Cucamonga, CA

Fontana, CA

San Diego, CA

Rancho Santa Margarita, CA
2010-12-03 → 2010-12-17

U.S. Bancorp Investments, Inc.

Rancho Cucamonga, CA

Rancho Cucamonga, CA

Rancho Cucamonga, CA

Rancho Cucamonga, CA

Rancho Cucamonga, CA

Rancho Cucamonga, CA

Rancho Cucamonga, CA
2006-05-04 → 2010-12-17

Cuso Financial Services, L.P.

Riverside, CA

Riverside, CA

Riverside, CA

Murrieta, CA

Chabot Wealth Management - Business checking account for DBA used to pay business expenses.

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-24
S63	Uniform Securities Agent State Law Examination	2003-02-21