Shane Scott Thorsen

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2021-12-08

MI RA
APPROVED

Since 2021-12-08

Branch Locations

Rockford, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hornor Townsend And Kent, Inc	Grand Rapids	MI	01/2003	12/2017
Penn Mutual Life Ins Co	Grand Rapids	MI	01/2003	12/2017
Securities America, Inc.	Rockford	MI	01/2018	11/2021
Securities America Advisors	Rockford	MI	01/2018	11/2021
Lpl Financial, Llc	Rockford	MI	12/2021	Present

01/2003 → 12/2017

Hornor Townsend And Kent, Inc

Grand Rapids, MI
01/2003 → 12/2017

Penn Mutual Life Ins Co

Grand Rapids, MI
01/2018 → 11/2021

Securities America, Inc.

Rockford, MI
01/2018 → 11/2021

Securities America Advisors

Rockford, MI
12/2021 → Present

Lpl Financial, Llc

Rockford, MI

Previous Registrations

2018-01-02 → 2021-12-09

Securities America Advisors, Inc.

Suite 104, MI

Rockford, MI

Other Businesses

1. 12/08/2021 - SHANE THORSEN/ NON-VARIABLE INSURANCE/ INVESTMENT RELATED/ 1%/ ROCKFORD, MI 2. 03/03/2003 - REAL ESTATE RENTAL/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 122 E MAIN ST, DEWITT, MICHIGAN 48820 3. 01/01/2006 - NORTHEND INVESTMENT PROPERTIES/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 2%/ 879 KINGS ROW DR, GRAND RAPIDS, MI 49534; 7065 CANNON PLACE DR, ROCKFORD, MI 49341

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-31
S63	Uniform Securities Agent State Law Examination	2003-02-28

S66 Uniform Combined State Law Examination

2017-10-31
S63 Uniform Securities Agent State Law Examination

2003-02-28

View on SEC IAPD