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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-03-20 |
| MT | RA | APPROVED | 2003-04-10 |
Branch Locations
101 River Drive North Suite 101, Great Falls, MT 59401-4200 • United States
Great Falls, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Great Falls | MT | 03/2008 | Present |
(1) GREAT FALLS SOCCER ASSOCIATION; ADDRESS: PO BOX 836 GREAT FALLS VA 22066; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 11/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: PRESIDENT OF THE BOARD; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE 2) NAME OF ENTITY: Heisey Foundation ADDRESS: 300 Central Ave Great Falls, MT 59401 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Support for a high school awards program for students attending specific schools located in the foun CAPACITY: Board of Directors * START DATE: 01/01/23 DUTIES: Board member working with the schools and universities for scholarships in the 9 county region of the Golden Triangle. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Meadowlark Country Club ADDRESS: 300 Country Club Blvd Great Falls MT 59404 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jan 01, 2026 CAPACITY: Committee/Council Member DUTIES: Overseeing the courts operation for the club HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-08 |
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