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Lesley A Gambone

J.P. Morgan Securities LLC

Dover, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

301 West Third Street, Dover, OH 44622 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dover OH 10/2012 Present
Previous Registrations
  • 2008-04-07 → 2012-10-01
    Chase Investment Services Corp.
    Dover, OH
    Chicago, IL
    Canton, OH
    Dover, OH
    Dover, OH
    New Philadelphia, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-01
  • S66 Uniform Combined State Law Examination
    2008-04-01
Other Names
  • Lesley Ann Swiger
  • Lesley Ann Shine
  • Lesley Ann Shine
  • Lesley Ann Carson
  • Lesley Ann Carson
  • Lesley Ann Rose
  • Lesley Ann Gambone

View on SEC IAPD

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