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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-04 |
| NC | RA | APPROVED | 2024-06-03 |
| TX | RA | APPROVED | 2024-06-03 |
| HI | RA | APPROVED | 2023-09-01 |
| WA | RA | APPROVED | 2023-09-01 |
Branch Locations
615 Piikoi Street Suite 1205, Honolulu, HI 96814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Honolulu | HI | 02/2009 | 10/2017 |
| Sagepoint Financial | Honolulu | HI | 10/2017 | 09/2023 |
| Osaic Wealth, Inc. | Honolulu | HI | 09/2023 | Present |
1) CODA FINANCIAL ADVISOR NETWORK POSITION: Managing Director NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 04/09/2015 ADDRESS: 615 Piikoi Street, Suite 1205, Honolulu HI 96814, United States DESCRIPTION: Weekly meetings to keep the office more efficient 2) CODA FINANCIAL GROUP POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2003 ADDRESS: 615 Piikoi Street, Suite 1205, Honolulu HI 96814, United States DESCRIPTION: Advise clients on appropriate life, disability, long term care products through Crump. I offer the products and assist in their implementation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-06 |
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