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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-10-05 |
| CA | RA | APPROVED | 2017-09-20 |
Branch Locations
10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | El Segundo | CA | 06/2009 | 09/2017 |
| Well Fargo Clearing Services, Llc | Los Angeles | CA | 09/2017 | Present |
NOTARY; NOT INVESTMENT RELATED; LOS ANGELES,CA; NOTARY; START DATE 02/01/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; NOTARIZING DOCUMENTS OTHER THAN WFA DOCUMENTS. NOTARY; NOT INVESTMENT RELATED; LOS ANGELES,CA; NOTARY; START DATE 07/20/2023; 5 HOURS PER MONTH 5; HOURS DURING TRADING ; NOTARIZING DOCUMENTS OTHER THAN WFA DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-18 |
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