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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-14
PA RA APPROVED 2003-07-11
  • TX RA
    APPROVED_RES
    Since 2019-05-14
  • PA RA
    APPROVED
    Since 2003-07-11

Branch Locations

5700 Corporate Dr Ste 600, Pittsburgh, PA 15237 • United States

Sewickley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittsburgh PA 09/2005 03/2020
Ameriprise Financial Services, Llc Pittsburgh PA 03/2020 Present
Other Businesses

Business Ownership; MTMS Group, LLC; ; Financial Advisory Services; 5700 Corporate DriveSuite 600Pittsburgh, PA 15237, ,; Investment-Related; 04/03/2017; 60 hours per month; 60 during trading hours / MTMS Property Management, LLC; ; Used for the purpose of collecting and paying office related expenses; 5700 Corporate DriveSuite 600Pittsburgh, PA 15237, ,; Not Investment-Related; 04/03/2017; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Sewickley Water Authority Board; Board Member; 900 Ohio River Blvd, , Sewickley, PA, 15143; Not Investment-Related; 04/01/2024; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-26
  • S66 Uniform Combined State Law Examination
    2003-03-26

View on SEC IAPD

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