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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-18
  • FL RA
    APPROVED
    Since 2021-03-18

Branch Locations

814 A1A North Suites 100 And 303, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Orlando FL 11/2010 01/2021
Morgan Stanley Private Bank, National Association New York NY 09/2015 01/2021
Raymond James And Associates, Inc Jacksonville FL 01/2021 Present
  • 11/2010 → 01/2021
    Orlando, FL
  • 09/2015 → 01/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2021 → Present
    Raymond James And Associates, Inc
    Jacksonville, FL
Previous Registrations
  • 2010-12-01 → 2021-01-12
    Naples, FL
    Naples, FL
    Orlando, FL
    Naples, FL
  • 2009-10-23 → 2010-12-08
    Saint Petersburg, FL
    Naples, FL
    Sarasota, FL
  • 2008-10-02 → 2009-10-23
    Banc Of America Investment Services, Inc.
    New York, NY
    Naples, FL
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-30
S63 Uniform Securities Agent State Law Examination 2005-01-30
  • S66 Uniform Combined State Law Examination
    2008-09-30
  • S63 Uniform Securities Agent State Law Examination
    2005-01-30
Other Names
  • Simone Belinda Matthews

View on SEC IAPD

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