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Current Employers
Golden State Wealth Management, Llc

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-10
  • CA RA
    APPROVED
    Since 2018-08-10

Branch Locations

Encinitas, CA • United States

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Encinitas CA 06/2008 Present
Independent Financial Partners San Diego CA 01/2012 08/2018
Golden State Wealth Management, Llc Encinitas CA 08/2018 Present
Previous Registrations
Other Businesses

1. 06/17/2008: OTHER-CLOTHING CO. - FAT MAMMAL - CO-OWNER OF CLOTHING COMPANY FORMED BY COLLEGEL ALUMNI. MINIMAL PRODUCT IS SOLD, IF ANY. - 1% OF TIME SPENT. 2. 06/17/2008: COMMUNITY, CIVIC AND CHARITABLE BOARD - ACT AS VICE PRESIDENT ON BOARD OF DIRECTORS FOR MORTGAGE ASSOCIATES. DUTIES LIMITED TO SIGNING OFF ON OFFICIAL MINUTES. - 1% OF TIME SPENT. 3. 10/16/2015 * Rohling Wealth Management * DBA for LPL Business (entity for LPL business) * INV REL * AT REPORTED BUSINESS LOCATION(S) * START 10/07/2015 * 10 HRS/MO DURING SECS TRDG HRS. 4. 8/21/2018 - Golden State Wealth Management, LLC - DBA: Golden State Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 08/10/2018 - 80 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through 360 Wealth Management, LLC, an independent investment advisor firm. I started this business activity in August 2018. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 9/28/2018 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:09/24/2018 - 60 Hours Per Month/30 Hours During Trading. 6. 1/26/2021 - Golden State Insurance Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/02/2020 - 120 Hours Per Month/8 Hours During Securities Trading. 7. 11/26/2021 - Finley Property Corp - Investment Related - At Reported Business Location(s) - Mortgage/Real Estate Services - Start Date: 11/09/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Mortgage Services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-09
S63 Uniform Securities Agent State Law Examination 2003-02-20
  • S66 Uniform Combined State Law Examination
    2008-12-09
  • S63 Uniform Securities Agent State Law Examination
    2003-02-20

View on SEC IAPD

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