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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2000-02-09
  • FL RA
    APPROVED
    Since 2000-02-09

Branch Locations

2400 N Commerce Pkwy, Weston, FL 33326 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Weston FL 12/1999 Present
Bank Of America, N.A. Weston FL 11/2009 Present
Other Businesses

I*3301271Entity Type: N/AName of OBA: J BAddress: miami, Florida, 33180Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 12/18/2025Number of Hours: 5, YearlyNumber of Hours during trading: 0, YearlyDuties: SiblingsI*3301272Entity Type: N/AName of OBA: J BAddress: Miami, Florida, 33180Investment Related: NoPosition, Title, Association: AdministratorEmployee Start Date: 12/18/2025Number of Hours: 5, YearlyNumber of Hours during trading: 0, YearlyDuties: Siblings I*4497297 Entity Type: N/A Name of OBA: E B Address: aventura, Florida, 33180 Investment Related: No Position, Title, Association: Executor Employee Start Date: 04/23/2026 Number of Hours: 2, Weekly Number of Hours during trading: 2, Weekly Duties: Parents I*4500275 Entity Type: N/A Name of OBA: e b Address: Miami, Florida, 33180 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/23/2026 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-08
  • S66 Uniform Combined State Law Examination
    2000-03-08

View on SEC IAPD

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