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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance | Des Moines | IA | 04/2009 | 06/2024 |
| Principal Securities Inc | Des Moines | IA | 03/2016 | Present |
| Principal Funds Distributor | Des Moines | IA | 01/2024 | Present |
| Principal Asset Management | Des Moines | IA | 03/2024 | Present |
1) Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, LLC and its affiliates. 2) Dowling Catholic High School - Assistant Football Coach. Seasonal employment. Not investment related. 1400 Buffalo Rd West Des Moines, IA 50265. 20 hrs per week during season, less than 1 hr per week during trading. Effective - 08/26/2010.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-16 |
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