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254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-02-12 |
| CO | RA | APPROVED | 2022-11-07 |
| TX | RA | APPROVED | 2022-11-07 |
Branch Locations
2777 Crossroads Blvd, Ste 6, Grand Junction, CO 81506 • United States
254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 12/2002 | 11/2022 |
| Lpl Financial Llc | Grand Junction | CO | 11/2022 | Present |
| Golden State Wealth Management, Llc | South Coast Metro | CA | 11/2022 | Present |
1) 11/02/2022 - Real Estate Rental - owner - Investment related - at reported business location(s) - 1 hour per month - Start date: 04/01/2022. 2) 11/02/2022 - Real Estate Rental - owner - Investment related - 2777 Crossroads Blvd Unit 7, Grand Junction, CO 81506 - 1 hour per month - Start date: 04/01/2022. 3) 11/02/2022 - K&P Capital Developments, LLC - Business Entity For Tax/Investment Purposes Only - Co-owner - Non Investment related - 1 hour per month - Start date: 02/01/2017. 4) 11/02/2022 - Crossroads Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment related - at reported business location(s) - 160 hour per month - Start date: 11/7/2022. 5) 11/08/2022 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 11/7/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Golden State Wealth Management, LLC an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 08/21/2023 - Golden State Insurance Services, LLC - Investment Related - At Reportable Business Location - Non-Variable Insurance Agent - Start Date 07/26/2023 - 5 Hours Per Month 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-21 |
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