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Current Employers
Golden State Wealth Management, Llc

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-02-12
CO RA APPROVED 2022-11-07
TX RA APPROVED 2022-11-07
  • UT RA
    APPROVED
    Since 2024-02-12
  • CO RA
    APPROVED
    Since 2022-11-07
  • TX RA
    APPROVED
    Since 2022-11-07

Branch Locations

2777 Crossroads Blvd, Ste 6, Grand Junction, CO 81506 • United States

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 12/2002 11/2022
Lpl Financial Llc Grand Junction CO 11/2022 Present
Golden State Wealth Management, Llc South Coast Metro CA 11/2022 Present
Previous Registrations
Other Businesses

1) 11/02/2022 - Real Estate Rental - owner - Investment related - at reported business location(s) - 1 hour per month - Start date: 04/01/2022. 2) 11/02/2022 - Real Estate Rental - owner - Investment related - 2777 Crossroads Blvd Unit 7, Grand Junction, CO 81506 - 1 hour per month - Start date: 04/01/2022. 3) 11/02/2022 - K&P Capital Developments, LLC - Business Entity For Tax/Investment Purposes Only - Co-owner - Non Investment related - 1 hour per month - Start date: 02/01/2017. 4) 11/02/2022 - Crossroads Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment related - at reported business location(s) - 160 hour per month - Start date: 11/7/2022. 5) 11/08/2022 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 11/7/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Golden State Wealth Management, LLC an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 08/21/2023 - Golden State Insurance Services, LLC - Investment Related - At Reportable Business Location - Non-Variable Insurance Agent - Start Date 07/26/2023 - 5 Hours Per Month 5 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-07
S63 Uniform Securities Agent State Law Examination 2003-02-21
  • S66 Uniform Combined State Law Examination
    2007-02-07
  • S63 Uniform Securities Agent State Law Examination
    2003-02-21
Other Names
  • Kreat Antony Lewis

View on SEC IAPD

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