Jay A Lerman

Current Employers

Progress Alliance Investment Services

Indianapolis, IN • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2006-07-25

IN RA
APPROVED

Since 2006-07-25

Branch Locations

Indianapolis, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lerman Financial Group Inc	Indianapolis	IN	10/2003	Present
First Allied Advisory Services	Chesterfield	MO	09/2010	Present
Lerman Financial Group, Inc	Indianapolis	IN	01/2017	Present

10/2003 → Present

Lerman Financial Group Inc

Indianapolis, IN
09/2010 → Present

First Allied Advisory Services

Chesterfield, MO
01/2017 → Present

Lerman Financial Group, Inc

Indianapolis, IN

Previous Registrations

2010-10-04 → 2017-01-03

First Allied Advisory Services, Inc.

Indianapolis, IN

Other Businesses

1. SOCIETY OF FINANCIAL SERVICES PROFESSIONALS; DIRECTOR; NON-PROFIT ORGANIZATION; 4 HRS. PER MONTH; START DATE 01/03/2013. 2. LERMAN FINANCIAL GROUP; IAR;START DATE 01/03/2003. 3. LERMAN FINANCIAL GROUP, INC.;DBA; AGENT; INSURANCE (FIXED/LIFE/HEALTH/P&C); 8 HRS. PER MONTH; START DATE 07/01/1983.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-14

S65 Uniform Investment Adviser Law Examination

2002-06-14

View on SEC IAPD