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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-21 |
| CA | RA | APPROVED | 2018-11-09 |
Branch Locations
11601 Wilshire Blvd Fl 17 [Ln-Rbo], Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dental Specialist Agency | Santa Monica | CA | 01/2002 | Present |
| Wells Fargo Securities, Llc | Beverly Hills | CA | 10/2010 | 09/2018 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 09/2018 | Present |
RENTAL PROPERTY, INV RELATED, SANTA MONICA, CA, 100% OWNERSHIP, START: 4/24/2019, 1 HR/MONTH, 0 HRS DURING TRADING. GO BARE FITNESS; NOT INVESTMENT RELATED; SANTA MONICA,CA; 100% OWNERSHIP WITH SPOUSE; START DATE 03/01/2014; NUMBER OF HOURS PER MONTH .25; NUMBER OF HOURS DURING TRADING 0; FITNESS INSTRUCTION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-08 |
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