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Carol Voloshen

Wells Fargo Advisors Financial Network, LLC

Sioux City, IA

Omaha, NE

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-09-08
SD RA APPROVED 2023-09-08
  • IA RA
    APPROVED
    Since 2023-09-08
  • SD RA
    APPROVED
    Since 2023-09-08

Branch Locations

600 4Th Street [Satellite] Suite 710, Sioux City, IA 51101 • United States

13305 Birch Dr. Suite 203 2Nd Floor, Omaha, NE 68164 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sioux City IA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Sioux City IA 11/2016 09/2023
Wells Fargo Advisors Financial Network, Llc Sioux City IA 09/2023 Present
Previous Registrations
  • 2011-01-03 → 2023-09-08
    Wells Fargo Clearing Services, Llc
    Sioux City, IA
    Sioux City, IA
    Sioux Falls, SD
    Sioux Falls, SD
    West Des Moines, IA
    Minneapolis, MN
    Wayzata, MN
  • 2008-08-29 → 2011-01-03
    Wells Fargo Investments, Llc
    Sioux City, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-27
  • S66 Uniform Combined State Law Examination
    2008-08-27
Other Names
  • Carol Dianne Hunter
  • Carol Dianne Scott
  • Carol Dianne Voloshen

View on SEC IAPD

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