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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED | 2019-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | NY | 11/2009 | 09/2019 |
| Lpl Financial Llc | Pittsford | NY | 10/2019 | Present |
1)09/26/2019 - Canal View Financial Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2019 2) 2/17/2021 - Cavalier and Assoc LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/21/2021 - 2 Hours Per Month/1 Hour During Securities Trading. 3) 03/17/2022 - Specific Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Start Date - 03/09/2022 - 5 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-24 |
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