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Max James Hangartner

LPl Financial LLC

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-11-10
  • CA RA
    APPROVED
    Since 2015-11-10

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Diego CA 11/2015 Present
Previous Registrations
  • 2011-07-19 → 2015-11-30
    U.S. Bancorp Advisors, Llc
    Lajolla, CA
    Ramona, CA
    San Diego, CA
    Poway, CA
    Ramona, CA
    Spring Valley, CA
    San Diego, CA
  • 2009-05-02 → 2011-07-11
    Chase Investment Services Corp.
    Ramona, CA
  • 2006-05-31 → 2009-05-02
    Wamu Investments, Inc.
    San Diego , CA
    Ramona, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-18
  • S66 Uniform Combined State Law Examination
    2003-04-18

View on SEC IAPD

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