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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2009-01-02 |
Branch Locations
4823 E. Trindle Road Ste. 200, Mechanicsburg, PA 17050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc | Mechanicsburg | PA | 02/2004 | Present |
| Accounting / Cpa / Tax Preparation | Mechanicsburg | PA | 10/1985 | 12/2017 |
| Hs Financial Services | Mechanicsburg | PA | 11/2001 | 12/2017 |
| Raymond James Financial Services Advisors, Inc | Mechanicsburg | PA | 01/2009 | Present |
| Simon Lever Llp, Cpa's | Mechanicsburg | PA | 01/2018 | 12/2018 |
(1)Name of Business: DGS Enterprises Address: 117 Bluebell Drive, Mechanicsburg, PA, 17050, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/01/1990 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-owner of a Commercial Rental Property (2)Name of Business: Dune Deck Condominium Association Address: 117 Bluebell Drive, Mechanicsburg, PA, 17050, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 04/18/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a member serving on the Finance Committee, which provides information to the Board of Directors of the Dune Deck Condominium Association. (3)Name of Business: Financial Compass Group Inc Address: 4823 E Trindle Rd Ste 100, Mechanicsburg, PA, 17050, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the new name of our Company for our Raymond James activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-07-29 |
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