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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-01-02
  • PA RA
    APPROVED
    Since 2009-01-02

Branch Locations

4823 E. Trindle Road Ste. 200, Mechanicsburg, PA 17050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Mechanicsburg PA 02/2004 Present
Accounting / Cpa / Tax Preparation Mechanicsburg PA 10/1985 12/2017
Hs Financial Services Mechanicsburg PA 11/2001 12/2017
Raymond James Financial Services Advisors, Inc Mechanicsburg PA 01/2009 Present
Simon Lever Llp, Cpa's Mechanicsburg PA 01/2018 12/2018
  • 02/2004 → Present
    Raymond James Financial Services,Inc
    Mechanicsburg, PA
  • 10/1985 → 12/2017
    Accounting / Cpa / Tax Preparation
    Mechanicsburg, PA
  • 11/2001 → 12/2017
    Hs Financial Services
    Mechanicsburg, PA
  • 01/2009 → Present
    Mechanicsburg, PA
  • 01/2018 → 12/2018
    Simon Lever Llp, Cpa's
    Mechanicsburg, PA
Other Businesses

(1)Name of Business: DGS Enterprises Address: 117 Bluebell Drive, Mechanicsburg, PA, 17050, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/01/1990 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co-owner of a Commercial Rental Property (2)Name of Business: Dune Deck Condominium Association Address: 117 Bluebell Drive, Mechanicsburg, PA, 17050, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 04/18/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a member serving on the Finance Committee, which provides information to the Board of Directors of the Dune Deck Condominium Association. (3)Name of Business: Financial Compass Group Inc Address: 4823 E Trindle Rd Ste 100, Mechanicsburg, PA, 17050, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the new name of our Company for our Raymond James activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-29
  • S63 Uniform Securities Agent State Law Examination
    2003-07-29

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