Michael Brian Mills

Current Employers

Employment History

• 10/2011 → 09/2016
  Pioneer Funds Distributor, Inc.
  Boston, MA
• 10/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2011-10-12 → 2016-09-16
  Amundi Pioneer Institutional Asset Management, Inc.
  Boston, MA
• 2010-08-26 → 2011-10-20
  American Century Advisory Services, Inc.
  Glen Allen, VA
• 2010-01-05 → 2010-08-16
  Delaware Capital Management Advisers, Inc
  Philadelphia, PA
• 2008-07-10 → 2009-12-31
  Lincoln Financial Distributors, Inc.
  Glen Allen, VA
  Pittsford, NY

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN ROAD FAIRFIELD IA, 10/2016, AS ADVISORY REP OF A RIA. INV REL, 35 HR/WEEK 35 HR/TRADE 2) LAFAYETTE LIFE INSURANCE COMPANY, CINCINNATI OH, 09/1993, SALES, INV REL, 64 HR/MO 0 HR/MO TRADE 3) BOY SCOUTS OF AMERICA TROOP 709, ASHLAND VA, 06/2019. COMMITTEE MEMBER, ASSIST WITH PROMOTIONS, COMMUNITY SERVICE, AND ADMINISTRATION. NIR, 4 HR/MO 0 HR/TRADING 4) MIKE MILLS LLC, ASHLAND VA 23005, 01/2021, OWNER, ENTITY USED FOR COMPENSATION/EXPENSES RELATED TO SECURITIES BUSINESS, NIR, 1 HR/MO 0 HR/MO TRADING 5) EPHESIANS 210 LLC, 3900 Westerre Parkway, Suite 103, Richmond VA 23233, United States, 01/01/2021, OWNER, Owner/Partner of a Business Entity, NIR, 1 HR/MO 0 HR/MO TRADING 6) M&M OUTDOORS LLC, Ashland VA 23005, 10/2023, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 7) ADVISORS EXCEL MEDICARE, 2950 SW MCLURE RD TOPEKA KS, 11/2023, REFERRALS, MEDICARE, NIR, 1 HR/MO 0 HR/MO TRADING 8) THE LEGACY ADVISORY GROUP, 3900 WESTERRE PARKWAY SUITE 103 HENRICO VA, 10/2024, IAR, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-07
• S63 Uniform Securities Agent State Law Examination
  2003-03-07

Other Names

• Michael Brian Mills
• Michael Mills
• Mike Mills