David F. Ball

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2004-11-15
CT	RA	APPROVED	2003-02-12

TX RA
APPROVED

Since 2004-11-15
CT RA
APPROVED

Since 2003-02-12

Branch Locations

Darien, CT • United States

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Stamford	CT	12/2002	Present

12/2002 → Present

Ubs Financial Services Inc.

Stamford, CT

Other Businesses

Family Centers / 40 Arch Street Greenwich,CT 06830 / Foundation/ Charities, Cultural, Educational & Political Organisations / education and human services to children, adults and families / Member of Board of Directors / / Advisor to the organization / Start Date 11/2/15 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-11

S66 Uniform Combined State Law Examination

2003-02-11

Other Names

David Ball

View on SEC IAPD