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Kenneth Karl Klomberg

Hsbc Securities (Usa) Inc.

New York, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-30
  • NY RA
    APPROVED
    Since 2024-10-30

Branch Locations

66 Hudson Boulevard 1St And 29Th Floors, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa New York NY 04/2008 05/2017
Hsbc Bank Usa, National Association New York NY 05/2017 Present
Hsbc Securities Usa, Inc. New York NY 05/2017 Present
  • 04/2008 → 05/2017
    Hsbc Bank Usa
    New York, NY
  • 05/2017 → Present
    Hsbc Bank Usa, National Association
    New York, NY
  • 05/2017 → Present
    Hsbc Securities Usa, Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-30
S63 Uniform Securities Agent State Law Examination 2003-07-03
  • S66 Uniform Combined State Law Examination
    2024-10-30
  • S63 Uniform Securities Agent State Law Examination
    2003-07-03
Other Names
  • Kenneth K Klomberg

View on SEC IAPD

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