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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-24
NJ RA APPROVED 2022-10-21
  • TX RA
    APPROVED_RES
    Since 2022-10-24
  • NJ RA
    APPROVED
    Since 2022-10-21

Branch Locations

77 Milltown Rd, Ste C6, East Brunswick, NJ 08816 • United States

3000 Atrium Way, Ste 209, Mount Laurel, NJ 08054 • United States

116 Village Blvd., Princeton, NJ 08540 • United States

830 Morris Turnpike 4Th Floor, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services, Inc. Holbrook NY 08/2016 10/2022
Cambridge Investment Research, Inc. Fairfield IA 10/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2022 Present
  • 08/2016 → 10/2022
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 10/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2022 → Present
    Fairfield, IA
Previous Registrations
  • 2016-11-03 → 2022-10-21
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2008-03-03 → 2016-08-15
    National Planning Corporation
    Doylestown, PA
    El Segundo, CA
    East Brunswick, NJ
    Mt. Laurel, NJ
    Sea Girt, NJ
    Bala Cynwyd, PA
    Princeton, NJ
    Princeton, NJ
  • 2008-02-14 → 2008-03-03
    American General Securities Incorporated
    Houston, TX
    Staten Island, NY
    East Brunswick, NJ
    Staten Island, NY
Other Businesses

1) CORNERSTONE FINANCIAL STRATEGIES INC, 77 MILLTOWN RD STE C-6 EAST BRUNSWICK NJ, 10/2022, PRESIDENT, MARKETING, NIR, 20 HR/MO 20 HR/MO TRADING 2) NEI MANAGEMENT INC., 19 HEATHER WAY, EAST BRUNSWICK NY 08816, 01/2025, President, Owner/Partner of a Business Entity, NIR, 20 HR/MO, 20 HR/MO TRADING. 3) CHI-HONG CHU "THE RETIREMENT PITFALL", 19 HEATHER WAY EAST BRUNSWICK NJ, 10/2022, AUTHOR, NIR, 0 HR/MO 0 HR/MO TRADING 4) ECONOMIC DEVELOPMENT COUNCIL INC, 866 UN PLAZA STE 406 NEW YORK NY, 10/2022, PRESIDENT, OWNER/PARTNER OF A BUSINESS ENTITY, NIR, 3 HR/MO 0 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2022, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 6) CHIHONG CHU, 77 MILLTOWN RD STE C6 EAST BRUNSWICK NJ, 04/2024, AGENT, NOTARY, NIR, 1 HR/MO 1 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-06
S63 Uniform Securities Agent State Law Examination 2003-03-01
  • S65 Uniform Investment Adviser Law Examination
    2004-10-06
  • S63 Uniform Securities Agent State Law Examination
    2003-03-01
Other Names
  • Chihong Chu
  • Simon Chu

View on SEC IAPD

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