Trevor M Williams

Current Employers

Penn Mutual Asset Management, Llc

Eight Tower Bridge 161 Washington Street, Suite 1111, Conshohocken, PA 19428 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2017-12-07

PA RA
APPROVED

Since 2017-12-07

Branch Locations

600 Dresher Road Suite 100, Horsham, PA 19044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hornor Townsend & Kent Inc	Horsham	PA	09/2014	09/2017
Foreside Fund Services, Llc	Horsham	PA	09/2017	Present
Penn Mutual	Horsham	PA	09/2014	Present
Hornor, Townsend & Kent, Llc	Horsham	PA	05/2021	Present

09/2014 → 09/2017

Hornor Townsend & Kent Inc

Horsham, PA
09/2017 → Present

Foreside Fund Services, Llc

Horsham, PA
09/2014 → Present

Penn Mutual

Horsham, PA
05/2021 → Present

Hornor, Townsend & Kent, Llc

Horsham, PA

Previous Registrations

2014-11-03 → 2017-09-22

Hornor, Townsend & Kent, Llc

Conshohocken, PA
2010-06-28 → 2014-09-10

Janney Montgomery Scott Llc

Philadelphia, PA

Philadelphia, PA

Other Businesses

Penn Mutual Asset Management, Investment Related, Horsham, PA, Managing Director, Portfolio Manager, Began 09/2014, Full Time Employer, 95% of Hours Are During Trading Hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-25
S63	Uniform Securities Agent State Law Examination	2004-03-30

S66 Uniform Combined State Law Examination

2010-06-25
S63 Uniform Securities Agent State Law Examination

2004-03-30

Designations

Other Names

Trevor Mitchell Williams

View on SEC IAPD