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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-09-29 |
| TX | RA | APPROVED | 2023-09-29 |
Branch Locations
2931 Townsgate Road, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Westlake Village | CA | 07/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Westlake Village | CA | 07/2023 | Present |
| City National Bank | Los Angeles | CA | 01/2020 | 07/2023 |
| Comerica Bank | Los Angeles | CA | 04/2013 | 01/2020 |
| Nk Ventures | Calabasas | CA | 12/2024 | Present |
Entity Name: Nk Ventures Investment related: Yes Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/31/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: DBA for me personally for investing in real estate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-29 |
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