Michael Thomas Faltico

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

CA RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lifepro Financial Services	San Diego	CA	11/2008	08/2018
Faltico Enterprises Llc	Kansas City	MO	04/2009	Present
Voya Financial Advisors	San Diego	CA	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

11/2008 → 08/2018

Lifepro Financial Services

San Diego, CA
04/2009 → Present

Faltico Enterprises Llc

Kansas City, MO
09/2014 → 06/2021

Voya Financial Advisors

San Diego, CA
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2008-12-09 → 2021-06-09

Voya Financial Advisors, Inc.

Ramona, CA

San Diego, CA

San Diego, CA

Windsor, CT

Orange, CA

Windsor, CT
2007-06-19 → 2008-10-28

Girard Securities, Inc.

San Diego, CA

San Diego, CA

Other Businesses

1. NAME OF ENTITY: independent insurance agent; Yes; 2305 Historic Decatur Ste 100; San Diego; CA; 92016; Fixed Insurance Sales; Independent Insurance Agent; 9/30/2008; 10; 10; SALE OF FIXED INSURANCE PRODUCTS; 2. NAME OF ENTITY: Faltico Enterprises LLC; Yes; 3921 WYOMING STREET; KANSAS CITY; MO; 64111; rental property; owner; 4/16/2009; 1; 1; servicing and maintaining rental property for income; 3. NAME OF OTHER BUSINESS: POINT LOMA HIGH SCHOOL BOYS BASKETBALL BOOSTER BOARD; INVESTMENT RELATED: NO; ADDRESS: 2335 CHATSWORTH BLVD, SAN DIEGO, CA 92106; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TRACK AND MAINTAIN FINANCIAL RECORDS FOR THE PLHS BOYS BASKETBALL BOOSTER CLUB;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-11-21
S63	Uniform Securities Agent State Law Examination	2004-06-25

S65 Uniform Investment Adviser Law Examination

2005-11-21
S63 Uniform Securities Agent State Law Examination

2004-06-25

Designations

View on SEC IAPD