Walter Flave Hart

Current Employers

Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2014-01-24

NC RA
APPROVED

Since 2014-01-24

Branch Locations

2235 Asheville Hwy, Brevard, NC 28712 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Employees' Credit Union	Brevard	NC	06/2009	Present
Secu Brokerage Services	Raleigh	NC	10/2013	Present
Credit Union Investment Services	Raleigh	NC	12/2013	Present
Secu Life Insurance Company	Raleigh	NC	10/2014	Present
Members Trust Company	Tampa	FL	09/2015	Present

06/2009 → Present

State Employees' Credit Union

Brevard, NC
10/2013 → Present

Secu Brokerage Services

Raleigh, NC
12/2013 → Present

Credit Union Investment Services

Raleigh, NC
10/2014 → Present

Secu Life Insurance Company

Raleigh, NC
09/2015 → Present

Members Trust Company

Tampa, FL

Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services Specialist. START DATE: 6/2009. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 10/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2015. TITLE: TRUST REP. Rental Property. Investment related. Address: 197 Planters Creek Rd, Fletcher, NC 28732. Nature: rental property. Title: Owner. Start date: 3/1/2016. Devote approximately 1 hour per month to other business - no time during securities trading hours. Duties: Act as owner. Rental property, investment related. 8205-D Terra Dr., Arden, NC 28704. Title: owner. Start date: 4/2019. Nature: rental property. Duties: act as owner/landlord of property. Devote approx. 2 hrs/mo to other business, none during trading hours. Tree Farm (timber), 87 Beacon Hill Dr., Pisgah Forest, NC 28768. Investment related. Title: owner. Start date: 7/2019. Duties: management. Devote approx. 10 hrs/mo to other business, none during trading hours. Musician income from performances. $200.00 compensation on average, being reported via form Sch C. 1 Hr per month, time involvement.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-01-24
S63	Uniform Securities Agent State Law Examination	2013-12-19

S65 Uniform Investment Adviser Law Examination

2014-01-24
S63 Uniform Securities Agent State Law Examination

2013-12-19

Other Names

Flave Hart

View on SEC IAPD