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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2018-01-29 |
| CA | RA | APPROVED | 2017-06-12 |
Branch Locations
11620 Wilshire Boulevard, Suite 400, Los Angeles, CA 90025 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Los Angeles | CA | 12/2007 | Present |
| Perennial Financial Services (Perennial Investment Advisors Llc) | Los Angeles | CA | 09/2009 | Present |
| Perennial Financial & Insurance Services, Llc | Los Angeles | CA | 09/2009 | Present |
(1) 03/07/2011 - DBA ONLY - PERENNIAL FINANCIAL SERVICES - 5% OF TIME SPENT - LOS ANGELES, CA (2) 04/17/2014 - NON-VARIABLE INSURANCE DBA - PERENNIAL FINANCIAL & INSURANCE SERVICES - THIS DBA IS FOR FIXED INSURANCE BUSINESS. Chris Nowakowski 25% owner John Petrick 25% owner Dane Streeter 50% owner. Dane Streeter is President of operations. NO VARIABLE POLICIES NOR EQUITY INDEXED ANNUITIES ARE DONE THROUGH THIS OBA. LOS ANGELES, CA. (3) 02/21/2017 - DCS Investments LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 01/26/2017 - 5 Hours Per Month/0 Hours During Securities Trading. (4) 6/16/2017 - Perennial Investment Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/01/2017 - 80 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 7/12/2017 - Perennial Investment Advisors, LLC - DBA: Perennial Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start 07/12/2017 - 80 Hours Per Month/6 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (6) 01/25/2022 - BKD - Investment Related - Norman Oklahoma - Real Estate Rental - Start Date: 12/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading. (7) 04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-10 |
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