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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-27 |
| FL | RA | APPROVED | 2021-06-22 |
Branch Locations
1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States
Fort Lauderdale, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compound Asset Management, Inc. | Fort Lauderdale | FL | 09/2012 | 01/2017 |
| Lpl Financial Llc | Ft Lauderdale | FL | 01/2017 | 09/2018 |
| Independent Financial Partners | Ft Lauderdale | FL | 02/2017 | 03/2019 |
| Western & Southern Life | Miramar | FL | 03/2019 | 04/2021 |
| W&S Brokerage Services, Inc. | Miramar | FL | 04/2019 | 04/2021 |
| Massmutual Life Insurance Co | Ft Lauderdale | FL | 04/2021 | Present |
| Mml Investors Services Llc | Ft Lauderdale | FL | 05/2021 | Present |
(1)NAME: BRIAN A. MADRIGAL INC. INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE BUSINESS POSITION: INSURANCE AGENT START: 09/01/2009 NO HRS/MO: 10 NO HRS/MO DUR SEC TRADING: 1 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, LTC & HEALTH. (2)NAME: BRIAN A. MADRIGAL INC. INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OWNER OF S-CORP FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 10/16/2024 NO HRS/MO: 1 NO HRS/MO DUR SEC TRADING: 1 DESCRIBE DUTIES: LEGAL ENTITY FOR BUSINESS EXPENSE PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-07-16 |
| S66 | Uniform Combined State Law Examination | 2004-09-03 |
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