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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-21 |
| NC | RA | APPROVED | 2021-04-23 |
| TX | RA | APPROVED | 2021-04-23 |
Branch Locations
Jacksonville, FL • United States
700 Spring Forest Rd. Suite 230, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Raleigh | NC | 07/2008 | 04/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2021 | Present |
1) PARTNERS FINANCIAL NETWORK, 9208 FALLS OF NEUSE RD, STE 111, RALEIGH, NC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/13, INV REL, CFO/AGENT OWNER, 20 HR/WK- 20/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/23/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3) SHEA REV, 9208 Falls of Neuse Rd., Suite 111, Raleigh, NC., 10/2021, Member, Real Estate, NIR, 5 HR/MO, 1 HR/MO Trading 4) GRIFFIN DISTRIBUTION PARTNERS DBA GRIFFIN INSURANCE AGENCY, 9208 Falls of Neuse Rd., Suite 115, Raleigh NC 27615, 12/2022, Owner, Insurance, NIR, 80 HR/MO - 80 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-30 |
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