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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-21
NC RA APPROVED 2021-04-23
TX RA APPROVED 2021-04-23
  • FL RA
    APPROVED
    Since 2026-01-21
  • NC RA
    APPROVED
    Since 2021-04-23
  • TX RA
    APPROVED
    Since 2021-04-23

Branch Locations

Jacksonville, FL • United States

700 Spring Forest Rd. Suite 230, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Raleigh NC 07/2008 04/2021
Cambridge Investment Research, Inc. Fairfield IA 04/2021 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2021 Present
  • 07/2008 → 04/2021
    Lincoln Financial Securities Corporation
    Raleigh, NC
  • 04/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2006-04-11 → 2021-04-28
    Osaic Fs, Inc.
    Raleigh, NC
    Raleigh, NC
Other Businesses

1) PARTNERS FINANCIAL NETWORK, 9208 FALLS OF NEUSE RD, STE 111, RALEIGH, NC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/13, INV REL, CFO/AGENT OWNER, 20 HR/WK- 20/TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 04/23/21-IAR THAT MANAGES CLIENT ASSETS OR PREPARES FINANCIAL PLANS FOR A FEE. OBA FORM SUBMITTED ON FINANCIAL PROFESSIONAL 'S BEHALF, BY CIR HOME OFFICE. TIME SPENT AND INCOME ARE ESTIMATED. 3) SHEA REV, 9208 Falls of Neuse Rd., Suite 111, Raleigh, NC., 10/2021, Member, Real Estate, NIR, 5 HR/MO, 1 HR/MO Trading 4) GRIFFIN DISTRIBUTION PARTNERS DBA GRIFFIN INSURANCE AGENCY, 9208 Falls of Neuse Rd., Suite 115, Raleigh NC 27615, 12/2022, Owner, Insurance, NIR, 80 HR/MO - 80 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-03
S63 Uniform Securities Agent State Law Examination 2003-01-30
  • S65 Uniform Investment Adviser Law Examination
    2006-04-03
  • S63 Uniform Securities Agent State Law Examination
    2003-01-30
Designations
Other Names
  • Teresa Anestacia Miller
  • Teresa Anestacia Miller
  • Teresa Anestacia Courts

View on SEC IAPD

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