Daniel Edward Buxton

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-01-03
OR	RA	APPROVED	2011-04-28
TX	RA	APPROVED	2011-04-28

FL RA
APPROVED

Since 2018-01-03
OR RA
APPROVED

Since 2011-04-28
TX RA
APPROVED

Since 2011-04-28

Branch Locations

5400 Meadows Rd Ste 300, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird	Portland	OR	04/2011	Present

04/2011 → Present

Robert W. Baird

Portland, OR

Previous Registrations

2009-06-01 → 2011-05-05

Morgan Stanley

Portland, OR

Portland, OR
2008-11-17 → 2009-06-01

Citigroup Global Markets Inc.

Portland, OR
2006-04-14 → 2008-02-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, OR

Other Businesses

NAME AND ADDRESS: KAYA INVESTMENTS, LLC 30574 SW RUTH ST. WILSONVILLE, OR 97070 NATURE OF ENTITY: RENTAL PROPERTY RESPONSIBILITIES IN THIS ROLE: OWNER HOURS DEVOTED: 2 HOURS PER MONTH. NONE DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-04-13
S63	Uniform Securities Agent State Law Examination	2004-09-10

S66 Uniform Combined State Law Examination

2006-04-13
S63 Uniform Securities Agent State Law Examination

2004-09-10

Other Names

Danny Buxton
Dan Buxton

View on SEC IAPD