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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-02 |
| MT | RA | APPROVED | 2021-07-21 |
Branch Locations
Great Falls, MT • United States
300 Central Ave, Ste 400, Great Falls, MT 59401 • United States
415 4Th Ave, Havre, MT 59501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Great Falls | MT | 11/2002 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Great Falls | MT | 01/2003 | 07/2021 |
| Brenda Rubino | Great Falls | MT | 03/2008 | 07/2021 |
| Evergreen Second Street Llc | Albuquerque | NM | 09/2013 | 08/2020 |
| Bwr Of Montana, Inc. | Great Falls | MT | 05/2015 | 07/2021 |
| High Plains Team, Llc | Great Falls | MT | 05/2015 | 07/2021 |
| Superteam Llc | Great Falls | MT | 08/2020 | 07/2021 |
| Lpl Financial Llc | Great Falls | MT | 07/2021 | Present |
1) 09/2019 - DBA for LPL Business (entity for LPL business) / High Plains Wealth Management Group / Investment Related / Great Falls, MT 59401 2) 09/2014 - Real Estate Rental / Brenda Rubino / Investment Related / 1% / 2701 2nd Ave Great Falls, MT 59401-3336 3) 01/2022 - Non-Variable Insurance / Insurance Commission Trails / Investment Related / 0Hrs/Mo During Trading / Great Falls, MT 59401 4) 05/2015 - Business Entity For Tax/Investment Purposes Only / High Plains Team, LLC / Not Investment Related / 3% / Great Falls, MT 59401 5) 10/2020 - Real Estate Rental / SuperTeam LLC / 5% / Investment Related / 5% / 3305 Coyote Ln, Great Falls, MT, , 59404 6) 05/2015 - Business Entity For Tax/Investment Purposes Only / BWR of Montana, Inc / Not Investment Related / 2% / Great Falls, MT 59401 7) 04/20/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Start Date - 04/12/2022 - 2 Hours Per Month/2 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-03 |
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