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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-02
MT RA APPROVED 2021-07-21
  • TX RA
    APPROVED
    Since 2022-11-02
  • MT RA
    APPROVED
    Since 2021-07-21

Branch Locations

Great Falls, MT • United States

300 Central Ave, Ste 400, Great Falls, MT 59401 • United States

415 4Th Ave, Havre, MT 59501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Great Falls MT 11/2002 07/2021
Various Insurance Carriers For W & R Insurance Agencies Great Falls MT 01/2003 07/2021
Brenda Rubino Great Falls MT 03/2008 07/2021
Evergreen Second Street Llc Albuquerque NM 09/2013 08/2020
Bwr Of Montana, Inc. Great Falls MT 05/2015 07/2021
High Plains Team, Llc Great Falls MT 05/2015 07/2021
Superteam Llc Great Falls MT 08/2020 07/2021
Lpl Financial Llc Great Falls MT 07/2021 Present
  • 11/2002 → 07/2021
    Waddell & Reed, Inc.
    Great Falls, MT
  • 01/2003 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Great Falls, MT
  • 03/2008 → 07/2021
    Brenda Rubino
    Great Falls, MT
  • 09/2013 → 08/2020
    Evergreen Second Street Llc
    Albuquerque, NM
  • 05/2015 → 07/2021
    Bwr Of Montana, Inc.
    Great Falls, MT
  • 05/2015 → 07/2021
    High Plains Team, Llc
    Great Falls, MT
  • 08/2020 → 07/2021
    Superteam Llc
    Great Falls, MT
  • 07/2021 → Present
    Great Falls, MT
Previous Registrations
  • 2003-01-21 → 2021-07-21
    Waddell & Reed
    Great Falls, MT
    Great Falls, MT
    Great Falls, MT
    Havre, MT
    Billings, MT
    Seattle, WA
    Great Falls, MT
Other Businesses

1) 09/2019 - DBA for LPL Business (entity for LPL business) / High Plains Wealth Management Group / Investment Related / Great Falls, MT 59401 2) 09/2014 - Real Estate Rental / Brenda Rubino / Investment Related / 1% / 2701 2nd Ave Great Falls, MT 59401-3336 3) 01/2022 - Non-Variable Insurance / Insurance Commission Trails / Investment Related / 0Hrs/Mo During Trading / Great Falls, MT 59401 4) 05/2015 - Business Entity For Tax/Investment Purposes Only / High Plains Team, LLC / Not Investment Related / 3% / Great Falls, MT 59401 5) 10/2020 - Real Estate Rental / SuperTeam LLC / 5% / Investment Related / 5% / 3305 Coyote Ln, Great Falls, MT, , 59404 6) 05/2015 - Business Entity For Tax/Investment Purposes Only / BWR of Montana, Inc / Not Investment Related / 2% / Great Falls, MT 59401 7) 04/20/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Start Date - 04/12/2022 - 2 Hours Per Month/2 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-18
S63 Uniform Securities Agent State Law Examination 2003-01-03
  • S65 Uniform Investment Adviser Law Examination
    2003-01-18
  • S63 Uniform Securities Agent State Law Examination
    2003-01-03
Other Names
  • Brenda Louise Way Rubino
  • Brenda Louise Way
  • Brenda Way Rubino
  • Brenda Rubino

View on SEC IAPD

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