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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1601 Oregon Pike Suite 100, Lancaster, PA 17601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2009 06/2018
Cambridge Investment Research Advisors, Inc Fairfield IA 07/2009 06/2018
Pruco Securities, Llc. Lancaster PA 07/2018 11/2024
Prudential Insurance Company Of America Lancaster PA 07/2018 Present
Lpl Enterprise, Llc Lancaster PA 11/2024 Present
Previous Registrations
Other Businesses

1) 11/08/2024 - Calvary Church - Oversee ministry and church operation - Non-Profit Board Member - Non Inv Related - At LANCASTER, PA - Start Date 01/01/2019 - 15hrs/mth - 5hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-06
  • S66 Uniform Combined State Law Examination
    2003-09-06
Other Names
  • Andy Schall
  • Andrew Harvey Schall
  • Andy Schall

View on SEC IAPD

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