Semih Batum

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-03
FL	RA	APPROVED	2025-05-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palm Beach	FL	02/2018	03/2020
Amicorp Services Ltd.	Miami	FL	08/2017	02/2018
Banque Internationale A Luxembourg Dubai	Dubai		01/2016	09/2017
Bank Of America, N.A.	Palm Beach	FL	06/2018	03/2020
The Vanguard Group, Inc.	Malvern	PA	06/2021	04/2025
Independent Consultant	Miami Beach	FL	03/2020	06/2021
Charles Schwab & Co., Inc	Orlando	FL	04/2025	Present
Charles Schwab Bank Ssb	Orlando	FL	04/2025	Present

02/2018 → 03/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach, FL
08/2017 → 02/2018

Amicorp Services Ltd.

Miami, FL
01/2016 → 09/2017

Banque Internationale A Luxembourg Dubai

Dubai
06/2018 → 03/2020

Bank Of America, N.A.

Palm Beach, FL
06/2021 → 04/2025

The Vanguard Group, Inc.

Malvern, PA
03/2020 → 06/2021

Independent Consultant

Miami Beach, FL
04/2025 → Present

Charles Schwab & Co., Inc

Orlando, FL
04/2025 → Present

Charles Schwab Bank Ssb

Orlando, FL

2021-08-26 → 2025-04-11

Vanguard Advisers, Inc.

Malvern, PA
2018-05-30 → 2020-03-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-26